Financial Services

At MacCarthy & Associates, our specialist financial services lawyers advise and assist with a wide spectrum of challenges affecting those engaged in the business of delivering financial advice and providing financial services. Whether drafting submissions to challenge warning notices or providing representation before regulatory or statutory bodies, we have a unique understanding of the financial services industry and offer bespoke assistance. We have a strong track record of negotiating the best outcomes for our clients.

Our lawyers have an in-depth understanding of the financial services industry, which is central to our ability to provide high-quality, bespoke advice and solutions. By combining the expertise of lawyers across several legal teams, including commercial and regulatory specialists, MacCarthy & Associates offers a comprehensive pool of knowledge and resources in one place, to the benefit of our clients.

Our lawyers recognise the risks and challenges faced within the financial services industry and provide practical, strategic advice tailored to our clients’ needs.

We can assist with matters including, but not limited to:

• Drafting and review of a wide range of legal documents, including lease agreements, shareholders’ agreements, company regulations, and syndicated facilities
• Financial Intelligence Centre / Securities and Exchange Commission (FIC / SEC) civil and criminal regulation
• Statutory and regulatory compliance
• Insolvency
• Loans
• Judicial review
• Debt recovery
• Banking law
• Insurance law
• Registration and perfection of charges, including mortgages and debentures
• Crisis management
• Labour and employment law
• Health and safety

If you would like to speak to a member of our team regarding an issue relating to the financial services sector, please contact us and we will connect you with an experienced specialist financial services lawyer.